Tag archive for ‘Sebi’
By admin On Tuesday, December 24th, 2019
0 Comments

ICICI: Sebi slaps Rs 5 lakh on ICICI Pru Trust, ICICI Pru AMC for not exercising due diligence

New Delhi: Markets regulator Sebi has imposed a total penalty of Rs 5 lakh on ICICI Prudential Trust and ICICI Prudential Asset Management Company for not exercising due diligence while making investment decisions. The More...

By admin On Tuesday, December 24th, 2019
0 Comments

mutual funds: Sebi lays framework for mutual fund investment in minors’ name

New Delhi: Markets regulator Sebi on Tuesday came out with a framework for making investment in mutual funds in the name of minor through guardian and to ease the process for transmission of such schemes. The More...

By admin On Tuesday, December 24th, 2019
0 Comments

Sebi issues format for statement of deviation

Markets regulator Sebi on Tuesday issued a format for statement of deviation in funds raised to be submitted by the listed entities to stock exchanges on a quarterly basis. The format comes after Sebi noted that More...

By admin On Tuesday, December 24th, 2019
0 Comments

mutual funds: Sebi puts in place stewardship code for mutual funds, AIFs

New Delhi: Markets regulator Sebi on Tuesday put in place a mandatory “stewardship code” for mutual funds and all categories of alternative investment funds (AIFs) with regard to their investment More...

By admin On Tuesday, December 24th, 2019
0 Comments

sebi: Sebi asks InvITs to file draft papers 30 days before opening of issue

Sebi on Tuesday asked infrastructure investment trusts (InvITs) to file draft papers with the regulator and exchanges 30 days prior to opening of the issue. The draft placement memorandum shall be filed through More...

By admin On Tuesday, December 24th, 2019
0 Comments

sebi: Insider Trading cases: Sebi comes out with new informant mechanism to reward whistleblowers

Markets watchdog Sebi on Tuesday came out with a new mechanism to reward whistleblowers and other informants for sharing information about insider trading cases. Under the new framework, it would be mandatory More...

By admin On Tuesday, December 24th, 2019
0 Comments

sebi: Karvy aftermath: Sebi may ban pool accounts for mutual fund transaction

With an aim to protect mutual fund investors against misuse of their investments, markets regulator Sebi has proposed to discontinue usage of pool accounts by all platforms in transaction of such schemes. Sebi More...

By admin On Monday, December 23rd, 2019
0 Comments

Karvy Financial Services: Sebi fines Karvy Financial Services for disclosure lapses

New Delhi: Capital markets regulator Sebi on Monday imposed Rs 5 lakh fine on Karvy Financial Services Ltd for making requisite disclosures after a delay of nearly seven years. Sebi found that three promoters More...

By admin On Monday, December 23rd, 2019
0 Comments

Roselabs Finance: Sebi slaps Rs 2.5 crore fine on Roselabs Finance for flouting market norms

New Delhi: Markets regulator Sebi on Monday levied a fine of over Rs 2.5 crore on RoselabsFinance Ltd for violating market norms by conducting fraudulent trading in the scrip of Gujarat Arth Ltd. The order comes More...

By admin On Monday, December 23rd, 2019
0 Comments

sebi: Sebi bans 3 persons for 7 years for creating sham identities to transact in market

Regulator Sebi has barred three persons from capital markets for seven years for creating sham identities and cornering shares in IPOs at the cost of genuine investors. Besides, they have been asked to disgorge More...